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Complaint handling code self-assessment

Complaint stages

Compliance status and additional notes for Section 6 criteria of the Housing Ombudsman's Complaint Handling Code: Stage 1 complaints
Code sectionCode requirementComply (Yes/No)Evidence, commentary and any explanations
6.1

Landlords must have processes in place to consider which complaints can be responded to as early as possible, and which require further investigation. Landlords must consider factors such as the complexity of the complaint and whether the resident is vulnerable or at risk. Most stage 1 complaints can be resolved promptly, and an explanation, apology or resolution provided to the resident. 

YesComplaints are dealt with in a timely way with further investigation taken when required to ensure responses can be provided at the earliest opportunity.
6.2

Complaints must be acknowledged, defined and logged at stage 1 of the complaints procedure within five working days of the complaint being received

Yes

See page 10 of the complaints policy: section on 'Complaint Stages'.

The Policy was updated on 1 March 2024 to be compliant with the Housing Ombudsman's Complaint Handling Code 2024.

The prior policy stated that complaints would be acknowledged within 5 working days of being received into the complaints@great-yarmouth.gov.uk email box.

6.3Landlords must issue a full response to stage 1 complaints within 10 working days of the complaint being acknowledged.Yes

See page 10 of the complaints policy: section on 'Complaint Stages'.

The Policy was updated on 1 March 2024 to be compliant with the Housing Ombudsman's Complaint Handling Code 2024. The prior policy stated that complaints would be responded to within 10 days.

Requirement also included in complaint handling training.

6.4

Landlords must decide whether an extension to this timescale is needed when considering the complexity of the complaint and then inform the resident of the expected timescale for response. Any extension must be no more than 10 working days without good reason, and the reason(s) must be clearly explained to the resident.  

Yes

See page 11 of the complaints policy: section on 'Complaint Responses'.

Included in complaint handling training.

6.5When an organisation informs a resident about an extension to these timescales, they must be provided with the contact details of the Ombudsman. Yes

See page 11 of the complaints policy: section on 'Complaint Responses'. 

Included in complaint handling training and in template wording to advise of the need for an extension.

6.6A complaint response must be provided to the resident when the answer to the complaint is known, not when the outstanding actions required to address the issue are completed. Outstanding actions must still be tracked and actioned promptly with appropriate updates provided to the resident.YesIncluded in complaint handling training.
6.7Landlords must address all points raised in the complaint definition and provide clear reasons for any decisions, referencing the relevant policy, law and good practice where appropriate.  Included in complaint handling training.
6.8Where residents raise additional complaints during the investigation, these must be incorporated into the stage 1 response if they are related and the stage 1 response has not been issued. Where the stage 1 response has been issued, the new issues are unrelated to the issues already being investigated or it would unreasonably delay the response, the new issues must be logged as a new complaint.  See page 11 of the complaints policy: section on 'Complaint Responses'.
6.9

Landlords must confirm the following in writing to the resident at the completion of stage one in clear, plain language:

  • the complaint stage
  • the complaint definition
  • the decision on the complaint
  • the reasons for any decisions made
  • the details of any remedy offered to put things right
  • details of any outstanding actions
  • details of how to escalate the matter to stage two if the resident is not satisfied with the answer
 Requirements included in complaint handling training and template for complaint response.
Compliance status and additional notes for Section 6 criteria of the Housing Ombudsman's Complaint Handling Code: Stage 2 complaints
Code sectionCode requirementComply (Yes/No)Evidence, commentary and any explanations
6.10

If all or part of the complaint is not resolved to the resident's satisfaction at stage one it must be progressed to stage two of the landlord's procedure. Stage 2 is the landlord's final response.

YesComplaint response clearly states how to escalate the complaint to Stage two if the complaint has not been resolved to the resident's satisfaction.
6.11

Requests for stage 2 must be acknowledged, defined and logged at stage 2 of the complaints procedure within five working days of the escalation request being received.

Yes

See page 10 of the complaints policy: section on 'Complaint Stages'.

6.12

Residents must not be required to explain their reasons for requesting a stage 2 consideration. Landlords are expected to make reasonable efforts to understand why a resident remains unhappy as part of its stage 2 response.

YesResidents are not required to explain the reason for their escalation.
6.13

The person considering the complaint at stage two, must not be the same person that considered the complaint at stage one.

Yes

See page 10 of the complaints policy: Section 'Complaint Stages'

6.14

Landlords must issue a final response to the stage 2 within 20 working days of the complaint being acknowledged.

Yes

See page 10 of the complaints policy: section on 'Complaint Stages'.

Requirement also included in complaint handling training.

6.15

Landlords must decide whether an extension to this timescale is needed when considering the complexity of the complaint and then inform the resident of the expected timescale for response. Any extension must be no more than 20 working days without good reason, and the reason(s) must be clearly explained to the resident.  

Yes

See page 11 of the complaints policy: section on 'Complaint Responses'. 

Included in complaint handling training.

6.16When an organisation informs a resident about an extension to these timescales, they must be provided with the contact details of the Ombudsman.Yes

See page 11 of the complaints policy: section on 'Complaint Responses'.

Included in complaint handling training and in template wording to advise of the need for an extension.

6.17A complaint response must be provided to the resident when the answer to the complaint is known, not when the outstanding actions required to address the issue are completed. Outstanding actions must still be tracked and actioned promptly with appropriate updates provided to the resident.Yes

See page 11 of the complaints policy: section on 'Complaint Responses'.

Included in complaint handling training.

6.18Landlords must address all points raised in the complaint definition and provide clear reasons for any decisions, referencing the relevant policy, law and good practice where appropriate.Yes

See page 11 of the complaints policy: section on 'Complaint Investigation'.

Included in complaint handling training.

6.19

Landlords must confirm the following in writing to the resident at the completion of stage two in clear, plain language:

  • the complaint stage
  • the complaint definition
  • the decision on the complaint
  • the reasons for any decisions made
  • the details of any remedy offered to put things right
  • details of any outstanding actions
  • details of how to escalate the matter to the Ombudsman Service if the resident remains dissatisfied
YesRequirements are included within template for response.
6.20Stage two is the landlord's final response and must involve all suitable staff members needed to issue such a response.Yes

See page 10 of the complaints policy: section on 'Complaint Stages'.

Investigating officers seek additional information from other officers to allow them to complete their investigation.  Compensation payments are required to be approved by the Council Section 151 Officer.

From 18 March 2024 the complaints policy for the Housing Assets Service has only two stages.  Prior to this it had three stages.

Last modified on 26 June 2024

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